Audit Trail

Authorized users can view an audit trail for activity performed in Account Management Service (AMS) and Entity Risk Management (ERM).

The Audit function is also linked directly from Dashboard - Account Activities.

Activity Types:

• Clearing Accounts: Account and configuration updates.
• Credit Controls: Product limit updates.
• Clearing Firm Limits: Clearing firm / ICC / Spot FX credit control updates.
• Trading Accounts: Viewable by trading risk administrators only.

Results include active, inactive and deleted account activity.

Account Management Service (AMS): View activity for Clearing accounts, Trading accounts and Trade Type Restrictions (by account).

Entity Risk Management (ERM): View updates for ICC Policy, ICC Alerts, ICC Product Restrictions, Spot FX, User Max Qty Limit, and Trade Type Restriction (by firm).