Disclaimer
BrokerTec Americas LLC (“BAL”) is a registered broker-dealer with the U.S. Securities and Exchange Commission, is a member of the Financial Industry Regulatory Authority, Inc. (www.FINRA.org), and is a member of the Securities Investor Protection Corporation (www.SIPC.org). BAL does not provide services to private or retail customers.
The following documents are relevant to all BrokerTec platforms in Europe:
BrokerTec is our electronic dealer-to-dealer central limit order book. Learn More
Sign in to view BrokerTec CLOB appendices on U.S. Treasuries, U.S. Repo as well as Settlement and Clearing instructions.
- BrokerTec Quote
- Customer Notifications – under construction
- BTEC Americas LLC - Unaudited Statement of Financial Condition June 2024
- BTEC Americas LLC – Statement of Financial Condition December 2023
- BTEC Americas LLC – Unaudited Statement of Financial Condition June 2023
- BTEC Americas LLC – Statement of Financial Condition December 2022
- BTEC Americas LLC – Unaudited Statement of Financial Condition June 2022
- BTEC Americas LLC – Statement of Financial Condition December 2021
- BTEC Americas LLC – Unaudited Statement of Financial Condition June 2021
- BTEC Americas LLC – Statement of Financial Condition December 2020
- BTEC Americas LLC - Unaudited Statement of Financial Condition June 2020
- BTEC Americas LLC - Statement of Financial Condition December 2019
- BTEC Americas LLC - Unaudited Statement of Financial Condition September 2019
- BTEC Americas LLC - Statement of Financial Condition March 2019
The BrokerTec EU Regulated Market (RM) Rulebooks covering EU Repo and EGBs (operated by CME Amsterdam B.V.) are available on the following links:
- BrokerTec EU RM Rulebook (Effective from 24 June 2024)
- BrokerTec EU RM - Securities Financing Appendix (Effective 2 September 2024)
- BrokerTec EU RM European Government Bonds Appendix (Effective from 10 June 2024)
- BrokerTec EU RM Operational Parameters Annex
- BrokerTec EU RM Market Maker Agreement (Effective from 1 March 2024)
- BrokerTec EU RM Fee Schedule (Effective 1 July 2024)
- Belgian EGB Client List
- Italian EGB Client List
- Austrian EGB Client List
- Dutch EGB Client List
- Finnish EGB Client List
- Irish EGB Client List
- Portuguese EGB Client List
- French EGB Client List
- BrokerTec Upload Facility User Guide
- BrokerTec EU RM Rulebook (Effective 1 May 2024 – 23 June 2024)
- BrokerTec EU RM Rulebook (Effective 1 March 2021 - 30 April 2024)
- BrokerTec EU RM Securities Financing Appendix (Effective 1 May 2024 – 23 June 2024)
- BrokerTec EU RM Securities Financing Appendix (Effective up to 30 April 2024)
- BrokerTec EU RM Securities Financing Appendix (Effective through 3 March 2024)
- BrokerTec EU RM Securities Financing Appendix (Effective from 24 June 2024)
- BrokerTec EU RM Rulebook (Effective through 28 February 2021)
- BrokerTec EU RM Repo Appendix (Effective 14 April 2022)
- BrokerTec EU RM Repo Appendix (Effective 12 July 2021)
- BrokerTec EU RM Repo Appendix (Effective through 11 July 2021)
- BrokerTec EU RM European Government Bonds Appendix (Effective 1 November 2023 – 9 June 2024)
- BrokerTec EU RM European Government Bonds Appendix (Effective until 31 October 2023)
- BrokerTec EU RM Fee Schedule (Effective 1 April 2022 – 1 July 2024)
- BrokerTec EU RM Fee Schedule (Effective 01 November 2021)
- BrokerTec EU RM Fee Schedule (Effective through 31 October 2021)
- BrokerTec EU RM Market Maker Agreement (Effective through 29 February 2024)
The BrokerTec EU MTF is operated by BrokerTec Europe Limited and offers trading in Repo instruments governed by the BrokerTec EU MTF Rulebook which can be found here:
- BrokerTec EU MTF Rulebook (Effective 2 March 2020)
- BrokerTec EU MTF Rulebook (Effective 18 January 2021)
- BrokerTec EU MTF Rulebook (Effective from 1 May 2024)
- BrokerTec EU MTF Rulebook (Effective 2 September 2024)
- BrokerTec EU MTF Repo Appendix (Effective 2 March 2020)
- BrokerTec EU MTF Repo Appendix (Effective 18 January 2021)
- BrokerTec EU MTF Repo Appendix (Effective 14 April 2022)
- BrokerTec EU MTF Repo Appendix (Effective 17 August 2022)
- BrokerTec EU MTF Securities Financing Appendix (Effective 1 May 2024)
- BrokerTec EU MTF Securities Financing Appendix (Effective 2 September 2024)
- BrokerTec EU MTF Market Maker Agreement (Effective from 1 March 2024)
- BrokerTec EU MTF Operational Parameters Annex
- BrokerTec EU MTF Fee Schedule (Effective from 1 July 2024)
- BrokerTec EU MTF Fee Schedule (Effective up to 30 June 2024)
- BrokerTec Europe Ltd - Pillar 3 Disclosure
- BrokerTec Europe Ltd - Country by Country
Right-click the links and select "Save as" to download the files to your computer. Please allow time for large downloads.
BrokerTec CLOB
Vital to the fixed income markets for over 20 years, BrokerTec central limit order book (CLOB) is the industry-leading, dealer-to-dealer electronic trading platform supporting US Treasuries, US and EU repo markets and European government bond cash markets.
BrokerTec Quote
BrokerTec Quote is a dealer-to-client request for quote (RFQ) trading solution for the European Repo market. BrokerTec Quote provides market participants trading Euro Sovereign Debt and UK Gilt Repo with a new, enhanced RFQ capability, providing a more intuitive and efficient means of trading.
BrokerTec Stream
BrokerTec Stream is a robust, relationship-based streaming platform for US Treasury markets, backed by BrokerTec’s leading expertise, infrastructure and network of dealers.
BrokerTec regulatory documents
Access the rulebook and regulatory documentation you need to stay compliant throughout the trading lifecycle.
For more information or assistance, contact the BrokerTec support team near you.
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