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BrokerTec Regulatory Documents
BrokerTec is committed to providing you with the regulatory and rulebook documentation you need to move throughout the trading lifecycle. Access and download the documents that correspond with your trading needs in a single location.
Documentation for all BrokerTec platforms in Europe
The following documents are relevant to all BrokerTec platforms in Europe:
Documentation for all BrokerTec platforms in Americas
General Documentation
BrokerTec CLOB and US Repo
BrokerTec is our electronic dealer-to-dealer central limit order book. Learn More
Rulebooks
BrokerTec Quote
Rulebooks
Customer Notifications – under construction
Financial Statements
BTEC Americas LLC – Unaudited Statement of Financial Condition June 2026
BTEC Americas LLC – Statement of Financial Condition December 2025
BTEC Americas LLC - Unaudited Statement of Financial Condition June 2025
BTEC Americas LLC – Statement of Financial Condition December 2024
BTEC Americas LLC - Unaudited Statement of Financial Condition June 2024
BTEC Americas LLC – Statement of Financial Condition December 2023
BTEC Americas LLC – Unaudited Statement of Financial Condition June 2023
BrokerTec EU RM
The BrokerTec EU Regulated Market (RM) Rulebooks covering EU Repo and EGBs (operated by CME Amsterdam B.V.) are available on the following links:
Rulebooks
BrokerTec EU RM Rulebook (Effective from 24 June 2024)
BrokerTec EU RM - Securities Financing Appendix (Effective 24 March 2026)
BrokerTec EU RM European Government Bonds Appendix (Effective from 10 June 2024)
BrokerTec EU RM Operational Parameters Annex
BrokerTec EU RM Market Maker Agreement (Effective from 1 March 2024)
BrokerTec EU RM Fee Schedule (Effective 1 September 2025)
BrokerTec EU PII Data Submission User Guide (effective from 22 November 2025)
BrokerTec EU MTF
The BrokerTec EU MTF is operated by BrokerTec Europe Limited and offers trading in Repo instruments governed by the BrokerTec EU MTF Rulebook which can be found here:
BrokerTec EU MTF Rulebook (Effective 2 September 2024)
BrokerTec EU MTF Securities Financing Appendix (Effective 2 September 2024)
BrokerTec EU MTF Market Maker Agreement (Effective from 1 March 2024)
BrokerTec EU MTF Operational Parameters Annex
BrokerTec EU MTF Fee Schedule (Effective from 1 August 2025)
BrokerTec Europe Ltd - MIFIDPRU 8 Disclosure
BrokerTec Europe Ltd - Country by Country
BrokerTec EU PII Data Submission User Guide (effective from 22 November 2025)
Learn more
BrokerTec CLOB
Vital to the fixed income markets for over 20 years, BrokerTec central limit order book (CLOB) is the industry-leading, dealer-to-dealer electronic trading platform supporting US Treasuries, US and EU repo markets and European government bond cash markets.
BrokerTec Quote
BrokerTec Quote is a dealer-to-client request for quote (RFQ) trading solution for the European Repo market. BrokerTec Quote provides market participants trading Euro Sovereign Debt and UK Gilt Repo with a new, enhanced RFQ capability, providing a more intuitive and efficient means of trading.
Disclaimer
BrokerTec Americas LLC (“BAL”) is a registered broker-dealer with the U.S. Securities and Exchange Commission, is a member of the Financial Industry Regulatory Authority, Inc. (www.FINRA.org), and is a member of the Securities Investor Protection Corporation (www.SIPC.org). BAL does not provide services to private or retail customers.
Contact Us
For more information or assistance, contact the BrokerTec support team near you.