This represents an original trade transaction. This will be the code set for all trades loaded into the fee system from Clearing (and TMS).

Transaction was recalculated as a result of a non-trade transaction being reassigned (allocated) to a main or trading account. Allocations only apply to non-trade activity (e.g. futures from exercise, future from assignment, cash settlement).

If a trading account was incorrectly passed through from Clearing, the end user may change the specified account. Fees will be recalculated based on the new data inputted.

This is where trade information is correct, but fees were incorrectly calculated. This is usually due an Account and/or Operator ID that has not been correctly registered within the fee system. This may also be due to incorrect membership information as well that needed to be modified. Once the appropriate pieces of information are accurately registered the end user may resubmit the transaction in order to reprocess the transaction for the correct fees to be applied.

If a Broker Symbol/Operator ID was incorrectly passed through from Clearing, the end user may change the specified executing broker information. Fees will be recalculated based on the new data inputted.

(Inter month adjustments) This is when an end user makes an adjustment (e.g. changes an account, reallocates trades or resubmits trades) after the fees have been finalized (billed). To flag what was originally billed, the fee system updates the change code field as an IMA.

This record is created as an adjusting entry to credit the volume and fee amounts as the result of an IMA. This offset record will net fees and trade quantity to be zero.