Please complete the form below with the trade details you wish to self-report. Once this form has been submitted, a confirmation email will be sent to the email address you provide. If you wish to self-report an incident by phone, please call Market Regulation at 312.341.7970. You can also self-report an incident through the Firm Regulatory Portal.
Once you select the Submit button, submitting your information will take about 10 seconds.
When the form has been successfully submitted, you will be re-directed to a confirmation page.